Abstract
While the problem of computing the genus of a knot is now fairly well understood, no algorithm is known for its four-dimensional variants, both in the smooth and in the topological locally flat category. In this article, we investigate a class of knots and links called Hopf arborescent links, which are obtained as the boundaries of some iterated plumbings of Hopf bands. We show that for such links, computing the genus defects, which measure how much the four-dimensional genera differ from the classical genus, is decidable. Our proof is non-constructive, and is obtained by proving that Seifert surfaces of Hopf arborescent links under a relation of minors defined by containment of their Seifert surfaces form a well-quasi-order.














Similar content being viewed by others
Data availability
Data sharing not applicable to this article as no datasets were generated or analysed during the current study.
Notes
Our notation is intentionally ambiguous with respect to smooth or topological genus, because all our arguments will apply equally well in both categories.
Conway called them algebraic links, but this denomination is now more used for the links that come from algebraic curves in \(\mathbb {C}^2\).
References
The knot atlas: \(8_{10}\). http://katlas.org/wiki/8_10. Accessed: 2024-13-03
Agol, I., Hass, J., Thurston, W.: The computational complexity of knot genus and spanning area. Trans. Am. Math. Soc. 358(9), 3821–3850 (2006)
Baader, S.: Positive braids of maximal signature. Enseign. Math. (2) 59(3), 351–358 (2014)
Baader, S., Dehornoy, P.: Minor theory for surfaces and divides of maximal signature. arXiv preprint arXiv:1211.7348 (2012)
Baader, S., Dehornoy, P., Liechti, L.: Minor theory for quasipositive surfaces. In: Athanase Papadopoulos, editor, Essays in geometry, dedicated to Norbert A’Campo, pages 351–358. EMS Pres (2023)
Baader, S., Feller, P., Lewark, L., Liechti, L.: On the topological 4-genus of torus knots. Trans. Am. Math. Soc. 370(4), 2639–2656 (2018)
Baroni, F.: Classification of genus-two surfaces in \(\mathbb{S}^{3}\). arXiv preprint arXiv:2309.05387 (2023)
Bastl, S., Burke, R., Chatterjee, R., Dey, S., Durst, A., Friedl, S., Galvin, D., Rivas, A.G., Hirsch, T., Hobohm, C., Hsueh, C.-S., Kegel, M., Kern, F., Lee, S.M.S., Löh, C., Manikandan, N., Mousseau, L., Munser, L., Pencovitch, M., Perras, P., Powell, M., Quintanilha, J.P., Schambeck, L., Suchodoll, D., Tancer, M., Thiele, A., Truöl, P., Uschold, M., Veselá, S., Weiß, M., von Wunsch-Rolshoven, M.: Algorithms in 4-manifold topology (2024). arXiv:2411.08775
Bonahon, F., Siebenmann, L.C.: New geometric splittings of classical knots and the classification and symmetries of arborescent knots. Preprint available on the authors’ webpage (1979)
Burde, G., Zieschang, H.: Knots. Walter de gruyter (2002)
Burton, B.A., Budney, R., Pettersson, W., et al.: Regina: Software for low-dimensional topology. http://regina-normal.github.io/ (1999)–(2023)
Cygan, M., Fomin, F.V., Kowalik, Ł, Lokshtanov, D., Marx, D., Pilipczuk, M., Pilipczuk, M., Saurabh, S.: Parameterized algorithms, vol. 4. Springer, Berlin (2015)
de Mesmay, A., Rieck, Y., Sedgwick, E., Tancer, M.: The unbearable hardness of unknotting. Adv. Math. 381, 107648 (2021)
Diestel, R.: Graph theory. Number 173 in Graduate texts in mathematics, 5th edn. Springer, New York (2016)
Fox, R.: Some problems in knot theory. In: Topology of 3-manifolds and related topics (Proc. The Univ. of Georgia Institute), pages 168–176, Englewood Cliffs, N.J. Prentice-Hall (1961)
Freedman, M.H.: The topology of four-dimensional manifolds. Journal of Differential Geometry 17(3), 357–453 (1982)
Gabai, D.: The murasugi sum is a natural geometric operation. Contemp. Math. 20, 131–143 (1983)
Gabai, D.: Genera of the Arborescent Links. Memoirs of the American Mathematical Society. American Mathematical Society (1986)
Giroux, E., Goodman, N.: On the stable equivalence of open books in three-manifolds. Geometry & Topology 10(1), 97–114 (2006)
McA, C., Gordon, Luecke, J.S.: Knots are determined by their complements. J. Am. Math. Soc., 2, 371–415 (1989)
Haken, W.: Theorie der normalflächen. Acta Math. 105(3), 245–375 (1961)
Hass, J., Lagarias, J.C., Pippenger, N.: The computational complexity of knot and link problems. Journal of the ACM (JACM) 46(2), 185–211 (1999)
Hatcher, A.: Algebraic topology. Cambridge University Press, Cambridge; New York (2002)
Kronheimer, P.B., Mrowka, T.S.: The genus of embedded surfaces in the projective plane. Mathematical Research Letters 1(6), 797–808 (1994)
Kruskal, J.B.: Well-quasi-ordering, the tree theorem, and vazsonyi’s conjecture. Trans. Am. Math. Soc. 95, 210–225 (1960)
Kuperberg, G.: Algorithmic homeomorphism of 3-manifolds as a corollary of geometrization. Pac. J. Math. 301(1), 189–241 (2019)
Lackenby, M.: Elementary Knot Theory. In: Lectures on Geometry. Oxford University Press (01 2017)
Lackenby, M.: Some conditionally hard problems on links and 3-manifolds. Discrete & Computational Geometry 58, 580–595 (2017)
Lackenby, M.: Algorithms in 3-manifold theory. Surveys in Differential Geometry (2020)
Lackenby, M.: The efficient certification of knottedness and thurston norm. Adv. Math. 387, 107796 (2021)
Liechti, L.: On the genus defect of positive braid knots. Algebraic & Geometric Topology 20(1), 403–428 (2020)
Markov, A.A.: The insolubility of the problem of homeomorphy. In: Doklady Akademii Nauk, volume 121, pages 218–220. Russian Academy of Sciences (1958)
Matoušek, J., Tancer, M., Wagner, U.: Hardness of embedding simplicial complexes in \(\mathbb{r} ^d\). J. Eur. Math. Soc. 13(2), 259–295 (2010)
Matveev, S.V.: Algorithmic topology and classification of 3-manifolds. Springer, Berlin (2007)
Misev, F.: Cutting arcs for torus links and trees. Bull. Soc. Math. France 145, 575–602 (2014)
Misev, F.: On the plumbing structure of fibre surfaces. PhD thesis, Universität Bern (2016)
Misev, F.: Hopf bands in arborescent hopf plumbings. Osaka Journal of Mathematics 56(2), 375–389 (2019)
Murasugi, K.: On a certain subgroup of the group of an alternating link. Am. J. Math. 85(4), 544–550 (1963)
Nash-Williams, C.S.J.A.: On well-quasi-ordering finite trees. Mathematical Proceedings of the Cambridge Philosophical Society 59(4), 833–835 (1963)
Ozbagci, B., Popescu-Pampu, P.: Generalized plumbings and murasugi sums. Arnold Mathematical Journal 2(1), 69–119 (2015)
Piccirillo, L.: The conway knot is not slice. Ann. Math. 191(2), 581–591 (2020)
Rolfsen, D.: Knots and links. AMS Chelsea Pub, Providence, R.I (2003). OCLC: ocm52901393
Rudolph, L.: Quasipositivity as an obstruction to sliceness. Bull. Am. Math. Soc. 29(1), 51–59 (1993)
Rudolph, L.: Positive links are strongly quasipositive. Geometry & Topology Monographs, Volume 2: Proceedings of the Kirbyfest, pages 555–562 (1998)
Sakuma, M.: Minimal genus seifert surfaces for special arborescent links. Osaka Journal of Mathematics 31, 861–905 (1994)
Stallings, J.R.: Constructions of fibred knots and links. Proc. Symp. Pure Math., AMS 27, 315–319 (1975)
Teichner, P.: Slice knots: Knot theory in the 4th dimension, 2011. Lecture notes by Julia Collins and Mark Powell. Electronic version available from https://www.maths.ed.ac.uk/~v1ranick/papers/sliceknots2.pdf
Waldhausen, F.: On irreducible 3-manifolds which are sufficiently large. Ann. Math. 87, 56–88 (1968)
Weinberger, S.: Homology manifolds. Handbook of geometric topology, 1085–1102 (2002)
Whitten, W.: Isotopy types of knot spanning surface. Topology 12, 373–380 (1973)
Acknowledgements
We would like to thank Sebastian Baader for helpful discussions, and the anonymous reviewers for their questions and suggestions which allowed us to significantly improve the paper.
Funding
The authors did not receive support from any organization for the submitted work.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Competing interests
The authors have no relevant financial or non-financial interests to disclose.
Additional information
Editor in Charge: Kenneth Clarkson
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Dehornoy, P., Lunel, C. & de Mesmay, A. Hopf Arborescent Links, Minor Theory, and Decidability of the Genus Defect. Discrete Comput Geom (2026). https://doi.org/10.1007/s00454-025-00788-5
Received:
Revised:
Accepted:
Published:
Version of record:
DOI: https://doi.org/10.1007/s00454-025-00788-5
