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I have always enjoyed the idea of creating "parameter spaces" or "moduli spaces," but it is only recently that I have seen very concrete applications of studying the moduli space. Because of how pervasive this theory is, I was hoping that

Notable examples I have come across:

  1. enumerative geometry in the sense of trying to solve a geometric problem by replacing it with intersections of submanifolds (varieties) of the moduli space. This is pretty similar to an idea I had here although I don't know if this approach is fruitful at all.

  2. Complex dynamics. In particular how you can figure out some properties of a quadratic polynomial by looking at the mandelbrot set.

  3. Vector Bundles Defining the Euler class via the interpretation of $\mathbb RP^1$ as the moduli space of lines in the plane.

Are there other applications of moduli space that solved a concrete problem? I included (3) mostly to exhaust my knowledge of the subject, but I view that as quasi-concrete in the sense that understanding the topology of the moduli space can be used in a serious way to classify line bundles.

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    $\begingroup$ Donaldson invariants are topological invariants of 4-manifolds defined by studying the moduli space of instantons. They have interesting applications, like the h-cobordism theorem in dim=4. $\endgroup$ Commented Aug 6, 2018 at 21:13
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    $\begingroup$ The study of the moduli spaces related to solutions of the Floer equation allows it to establish Floer homology, which among other things proves Arnold's conjecture (all of those under suitable assumptions). $\endgroup$ Commented Aug 6, 2018 at 21:38
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    $\begingroup$ I spend most of my writing days thinking the word "moduli space of instantons", so I can write something about the topological applications of "spaces of soluions to PDEs" in dimensions 3 and 4. In dimension 4, the Donaldson invariants analagous to the definition of the Euler characteristic by point-counts of zeroes of a tangent vector field with sign; in dimension 3 the Floer homology is analagous to the definition of Morse homology, counting gradient flowlines between those zeroes. However, I am not sure if this counts as "concrete", since the theory takes some heavy lifting to set up. $\endgroup$ Commented Aug 6, 2018 at 22:09
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    $\begingroup$ Heegner points are special points in moduli spaces of (roughly said) pairs of elliptic curves with an $N$-isogeny, $(E\overset\phi\longrightarrow E')$, an old reference that i like would be projecteuclid.org/download/pdf_1/euclid.jmsj/1230130446 (Benedict H. Gross, Heegner points and the modular curve of prime level). The history and the literature, the proven theorems and the opened directions, make them good actors among all modular spacial movies. $\endgroup$ Commented Aug 7, 2018 at 0:09
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    $\begingroup$ For a complex polynomial $p$, it turns out that if you take any tree in $\Bbb{C}$ subject to a few conditions related to the critical values of $p$ and lift this tree iteratively, after finitely many steps you’ll have the Hubbard tree of $p$. This amounts to proving that this action of $p$ on the space of metric trees in $\Bbb{C}$ is contracting, with a fixed point at the Hubbard tree. This isn’t strictly true — there are some subtleties where there can be cycles — but it is an interesting application of moduli spaces. $\endgroup$ Commented Aug 7, 2018 at 2:29

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Let's define a K3 surface over $\mathbb{C}$ to be a minimal algebraic surface $X$ of Kodaira dimension $0$ with $H^0(X,K_X)=1$ and $H^1(X,\mathcal{O}_X)=0$. A concrete question to ask about these things is if they are simply connected. We expect this is possible because one can compute that the Betti numbers $b_1=b_3=0$. Now I know how to show that one K3 surface I know is simply connected. Namely, a quartic hypersurface $S$ in $\mathbb{P}^3$. Just apply the Lefschetz hyperplane theorem. In fact this shows any hypersurface in $\mathbb{P}^3$ is simply connected. Anyways, now we know that there is a $K3$ surface that is simply connected. We also know that there is a fine moduli space of $K3$ surfaces that is connected. Now we employ a theorem of Ehresmann to get that all K3 surfaces are diffeomorphic by looking at the fibers of the universal family over the moduli space. Thus by knowing that one is simply connected, we know they all are simply connected.

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    $\begingroup$ Minor nitpick: there is no "fine moduli space" of K3 surfaces. However, there are universal families of K3 surfaces with additional structure. That's good enough for the purposes of showing all K3 surfaces are simply connected. $\endgroup$ Commented Aug 7, 2018 at 7:59
  • $\begingroup$ What exactly is a "moduli space of K3 surfaces", fine or otherwise? $\endgroup$ Commented Aug 7, 2018 at 10:07
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    $\begingroup$ Yes you are correct. I am being loose. For example one can construct the moduli space of marked K3s. $\endgroup$ Commented Aug 7, 2018 at 14:55
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    $\begingroup$ @tyrone Roughly a complex analytic space or scheme whose points correspond to isomorphism classes of (marked) K3 surfaces. $\endgroup$ Commented Aug 7, 2018 at 16:10
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One source of applications is the following philosophy: if $\mathcal{M}$ is a proper moduli space, then families of objects parametrized by $\mathcal{M}$ over a dense open subset $U \subset X$ can be extended after some modification of $X$.

For example if $\mathcal{M}$ is a projective scheme, a family over $U$ induces a rational map $X \dashrightarrow \mathcal{M}$ which we can then resolve via blowups $X' \to X$ until we get a morphism $X' \to \mathcal{M}$ which extends the one family over $U$.

If $\mathcal{M}$ is a proper Deligne-Mumford stack (or more generally a proper Artin stack with finite inertia), then it is well known though non-trivial that there exists a proper, generically finite surjection $Y \to X$, also called an alteration, with a map $Y \to \mathcal{M}$ that extends the pullback of the family over $U$.

Here are two famous applications of this idea.

Raynaud-Gruson flattening: I'll state a simplified version. Let $f : X \to Y$ be a projective morphism, $\mathcal{F}$ be a coherent sheaf on $X$, and $U \subset Y$ be an open subset such that $\mathcal{F}|_U$ is flat over $U$. Then there exists a sequence of blowups $Y' \to Y$ with centers contained in the complement of $U$ and compatible blowups $X' \to X$ with centers contained in the complement of $f^{-1}(U)$ such that $\mathcal{F}|_U$ extends to a unique coherent sheaf on $\mathcal{F}'$ on $X'$ which is flat over $Y$. This follows from the fact that relative Quot schemes of $f : X \to Y$ exist and are projective.

de Jong's desingularization via alterations: Let $X$ be any variety over a field of any characteristic. Then there exists an alteration $Y \to X$ with $Y$ smooth. The proof crucially uses the above idea applied to the Deligne-Mumford moduli space of stable curves $\overline{\mathcal{M}}_g$.

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Unimodal map.

A unimodal map is a map $f$ from a compact interval $I$ to itself,
$$ f: I \to I, $$
which is continuous, increasing on the first half of $I$ and decreasing on the second half, with
$$ f(\partial I) \subset \partial I. $$
At the turning point $c$, the map may or may not be differentiable: in the differentiable case we have $f'(c)=0$ (as in the logistic family), while in the non-differentiable case (as in the tent family) the derivative does not exist at $c$.

Tent family

The tent map family $\{T_\lambda\}_{0\leq \lambda \leq 2}$ is defined on $[0,1]$ by $$ T_\lambda(x) = \begin{cases} \lambda x, & 0 \leq x \leq \frac{1}{2}, \\[6pt] \lambda (1-x), & \frac{1}{2} < x \leq 1, \end{cases} $$ where $\lambda$ is the slope parameter.

enter image description here

Logistic map family

The logistic map family $\{f_\mu\}_{0\leq \mu \leq 4}$ is defined on $[0,1]$ by $$ f_\mu(x) = \mu\, x(1-x), $$ where $\mu$ is the parameter controlling the slope at $x=0$ and the height of the maximum at $x=\frac12$.

enter image description here

Unimodal permutation

The turning point $c$ is periodic if there is $n\geq 1$ such that $f^n(c)=c$. The order in $\mathbb{R}$ induces a total order of the orbit $\mathcal{O}=\{x_0=x, x_1=f(c), \dots, ...x_{n-1}=f^{n-1}(c)\}$. Note that $x_i < x_1$ for every $i\neq 0$.

A unimodal permutation of period $n$ is a total order on $\{0,1,\dots, n-1\}$ such that the cyclic permutation $\pi(i) = i+1 \pmod n$ can be realized with this order in a real tent map. In other words, there exists a tent unimodal map $T_\lambda$ on $[0,1]$ and an injective map $$ h\colon \{0,1,\dots, n-1\} \to [0,1] $$ that preserves the unimodal order, with $h(0)=c$ being the turning point, and $$h(\pi(j))=T_\lambda(h(j))$$ for every $j$.

enter image description here

The question

Given a unimodal permutation, is there a logistic map whose critical point is periodic and realizes this permutation?
How many parameters are there, and how can we find them?

The answer is:

  1. There is always one such parameter.
  2. This parameter is unique.
  3. There exist algorithms that allow us to find this parameter very efficiently.

After decades of research in complex dynamics, there are now many ways to prove these results.
I will present an idea of the original proof, due to W. Thurston (a Fields Medalist). It uses Teichmüler theory.

Spider map (concrete version of Thurston proof by Hubbard and Schleicher)

The algorithm to find the parameter is as follows. Consider a unimodal order $<$ on $\{0,1,\dots,n-1\}$.

Choose an arbitrary vector $(x_0,x_1,\dots,x_{n-1})\in [0,1]^n$ such that $x_0 = 1/2$ and
$$ x_i < x_j \quad \text{if and only if} \quad i < j $$ in the given unimodal order.

Define the spider map $S$ on these $n$-tuples by
$$ (y_0,y_1,\dots,y_{n-1}) = S(x_0,x_1,\dots,x_{n-1}) $$ as follows.

  1. Choose the parameter $\mu \in [0,2]$ in the logistic family such that
    $$ f_\mu(1/2) = x_1. $$
    There is exactly one such parameter.

  2. For each $i \neq 0$, define $y_i \in [0,1]$ as the unique point satisfying
    $$ f_\mu(y_i) = x_{\,i+1 \pmod n}, $$
    together with the condition
    $$ y_i < 1/2 \ \text{if } x_i < 1/2, \quad y_i > 1/2 \ \text{if } x_i > 1/2. $$

  3. Set $y_0 = 1/2$.
    One can check that this new vector $(y_0,y_1,\dots,y_{n-1})$ also respects the given unimodal permutation.

It turn out we can observe that, no matter which initial vector $x = (x_0,x_1,\dots,x_{n-1})$ you choose,
$$ \lim_{k \to \infty} S^k(x) = z $$ exists (the convergence is exponential) and does not depend on $x$. Indeed $z$ is the unique fixed point of $S$.
The logistic map whose critical value is $z_1$ is precisely the map whose critical point realizes the given unimodal permutation.

Why this happens?

Teichmüller Theory

Thurston’s argument is quite surprising: he complexifies the algorithm, considering $n$ distinct complex points $z_0, z_1, \dots, z_{n-1}$ on the Riemann sphere $\overline{\mathbb{C}}$.

I am simplifying a bit, since one also needs to attach additional topological information to describe the relative “position” of the points, in order to replace the real-line order that is lost in the complex setting (some “legs”, curves going from the points $x_k$ to $\infty$, so the collection of curves looks as a spider with very long legs as discussed in the article by Hubbard and Schleicher).

The key idea in Thurston’s approach is that, instead of interpreting
$(x_0,x_1,\dots,x_{n-1})$ as a vector, he views it as the hyperbolic Riemann surface $$ \overline{\mathbb{C}}\setminus \{x_0,x_1,\dots,x_{n-1}\} $$ with marked ends.

In this way, the complexified spider map is seen as a map between Riemann surfaces.

All these Riemann surfaces share the same topological type: a sphere $\mathbb{S}^2$ minus $n$ points.

Thurston then considers the Teichmüller space $\mathcal{T}$ of Riemann surfaces of the type
$$ \overline{\mathbb{C}} \setminus \{x_1, \dots, x_{n-1}\}. $$

In this Teichmüller space, each point represents a Riemann surface of that type (more precisely, a conformal equivalence class of Riemann surfaces that are isotopic).

The Teichmüller space $\mathcal{T}$ is itself a complex-analytic manifold (in fact, a topological disk whose dimension depends on the number of removed points).

The spider map induces a complex-analytic map acting on the Teichmüller space
$$ \sigma: \mathcal{T} \to \mathcal{T}. $$

Thurston proved that this map has a unique fixed point.

The argument uses the Teichmüller metric on $\mathcal{T}$, which makes $\mathcal{T}$ a complete metric space. One shows that $\sigma^2 = \sigma \circ \sigma$ is a weak contraction in this metric.

This is not enough by itself to guarantee a fixed point.

One also needs to prove that, for any starting point $s$ (represented by a Riemann surface), the sequence of iterates $\sigma^n(s)$ does not escape to the boundary of Teichmüller space. Equivalently, the hyperbolic geometry of the corresponding Riemann surfaces does not degenerate: their injectivity radii remain uniformly bounded away from zero, or, in other words, the lengths of simple closed geodesics on the surfaces representing $\sigma^n(s)$ remain controlled and do not blow up.

To be fair, this is highly sophisticated material, and I do not know all the details. Nevertheless, I have always found this idea truly astonishing.

Final comments

Teichmüller theory has been a major source of inspiration in complex dynamics. D. Sullivan, A. Douady & J. H. Hubbard, and R. Mañé, P. Sad & D. Sullivan were pioneers in applying quasiconformal methods to complex dynamics, a development that profoundly transformed the field.

In the specific case of renormalization theory, numerous deep results by Sullivan, McMullen, Yoccoz, Lyubich, Wellington de Melo, and many others rely fundamentally on these methods.

References

Thurston never wrote down his proof.
A complete exposition can be found in the paper by Douady and Hubbard below. It deals with a far more general situation: rational maps with complex coefficients.

A. Douady and J. H. Hubbard, A proof of thurston's topological characterization of rational functions, Acta Mathematica, 171 (1993), 263-297.

This paper is less abstract, introducing the spider map and focuses on polynomials rather than rational functions:

J. H. Hubbard and D. Schleicher, The spider algorithm, Complex Dynamical Systems, RL Devaney ed., Proc. Symp. Appl. Math, 49 (1994), 155-180.

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  • $\begingroup$ Could you expand on how exactly seeing $\overline{\mathbb{C}} \setminus \{x_1,\ldots\}$ as a moduli space helps us solve the problem? $\endgroup$ Commented Aug 3 at 22:50
  • $\begingroup$ @VincentTran Thurston consider the Teichmuller space of Riemann Surfaces of the type $\overline{C}\setminus \{x_1,\dots,x_{n-1}\}$, so we do not see $\overline{C}\setminus \{x_1,\dots,x_{n-1}\}$ as a moduli space. The Teichmüller space is a complex analytic manifold whose dimension depends on $n$. I added a more detailed explanation in the answer. $\endgroup$ Commented Aug 3 at 23:56

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